Compliance officer
In product · unified at GACompliance breach analysis
Breaches investigated and explained with traceable evidence at the moment they are flagged — no more manual reconstruction.
Compliance breach analysis runs as product-embedded AI in PMS/Density today; it is unified on the NeoXam Agents platform at GA (Q3 2026).
The daily reality
The work this replaces
When a breach is flagged, the explanation is manual: positions, limits, rule logic and history reassembled by hand before the officer can even qualify it. And for compliance, a black-box AI answer is worse than no answer.
How it works
What the agent actually does
pms — embedded AI (pre-platform)
A breach is flagged
PMS/Density raises a compliance breach on a portfolio.
The breach is investigated
AI assistance assembles the relevant rule, positions and context, and produces an explanation of why the breach fired.
Explained with evidence
The compliance officer receives the analysis with traceable evidence — verifiable at the source, not oracular.
Audit-grade record
Analysis and decision are preserved with audit-grade traceability for internal control and regulators.
The outcome
Outcome
Each breach investigated and explained with audit-grade traceability, instead of manual reconstruction.
Governed by design
On the unified platform, every analysis is a reconstructable run — agent version, model, ordered tool calls, cost — in an append-only audit log designed for 7-year retention.
FAQ
Questions teams ask about this
How is this different from a copilot answering compliance questions?
A copilot answers; this documents. The analysis arrives with traceable evidence, and on the unified platform every run is reconstructable step by step — which is what a regulator will actually ask for.
What is live today?
Compliance breach analysis runs inside PMS/Density today as product-embedded AI — the Density AI direction was confirmed at the 2026 user group. Platform unification comes at GA (Q3 2026).
Go further
Related use cases and concepts
NAV oversight & accounting investigation
In product · unified at GANAV exceptions arrive pre-investigated — hypothesis, evidence, source links — so the close gets faster without losing control.
Reconciliation break investigation
Shipped — V0 pilotOne click on a break: the agent investigates match history and pricing, then returns root cause, evidence and a recommended action — fully traced.
Regulatory reporting assistance
In product · unified at GAData-report queries generated, presentation templates drafted, content contextualized for the regulator — inside the production workflow.
From the glossary
Join the Early Adopter Program
General availability lands in Q3 2026. The Early Adopter Program is open now — a limited cohort, a one-year platform trial, and three workshop streams: Business ROI, Compliance, and Operational fit.